Reporting to the CEO of the organization, In-house Legal Counsel will play a significant role within a group of diversified specialists providing his/her legal knowledge to this group of companies. The incumbent selected will act as the principal counsel for the organization.
Implement and follow through on all legal services to five financial services departments including, but not limited to scholarship plan dealer, mutual fund dealership, full-service investment dealer, insurance MGA, and investment fund manager
Provide ability on all complex legal issues based on accrued knowledge and background
Draft and negotiate corporate and commercial documentation
Deliver expert intelligence on corporate governance matters to the Board
Deliver advice and counsel on contracts, regulatory matters, and any legal risks
Review and filing (on SEDAR) of two RESP and one mutual fund
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